Patrick Smith

Patrick Smith

Katten Muchin Rosenman LLP

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The SEC Lives On Under New Leadership — What to Expect

President-elect Donald J. Trump nominated Paul Atkins to succeed Gary Gensler as Securities and Exchange Commission (SEC or Commission) Chair on December 4. Atkins was an SEC staff attorney under SEC Chairs Richard Breeden...more

12/17/2024  /  Broker-Dealer , Compliance , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , Retail Investors , Rulemaking Process , Securities and Exchange Commission (SEC) , Whistleblowers
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