Paul Feldberg

Paul Feldberg

Jenner & Block

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Systems and controls failings lead to criminal charges for UK NatWest Bank

NatWest pleaded guilty on Thursday 7 October 2021 to criminal charges brought by the UK financial services regulator, the Financial Conduct Authority (the “FCA”). The FCA had charged NatWest with failing to properly monitor...more

10/11/2021  /  Banking Sector , Criminal Prosecution , Due Diligence , Enforcement Actions , Financial Conduct Authority (FCA) , Financial Crimes , Guilty Pleas , Money Laundering , Regulatory Violations , UK
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