Paul Helms

Paul Helms

McDermott Will & Emery

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SEC Fines Director for Failing to Disclose Close Friendship With Senior Executive

In a novel enforcement action, the US Securities and Exchange Commission (SEC) charged a member of the board of directors of a New-York-Stock-Exchange (NYSE)-listed manufacturer of personal and household products for...more

10/18/2024  /  Board of Directors , Disclosure , Enforcement Actions , Mandatory Disclosure Rules , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations

SEC Fines Director for Failing to Disclose Close Friendship With Senior Executive

In a novel enforcement action, the US Securities and Exchange Commission (SEC) charged a member of the board of directors of a New-York-Stock-Exchange (NYSE)-listed manufacturer of personal and household products for...more

10/18/2024  /  Board of Directors , Disclosure , Enforcement Actions , Mandatory Disclosure Rules , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Violations
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