Peter Varlan

Skadden, Arps, Slate, Meagher & Flom LLP

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Latest Posts › Anti-Manipulation Rule

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SEC Adopts Rules To Prohibit Fraud Related to Security-Based Swaps and Exertion of Undue Influence Over SBS Swap Dealer CCOs

On June 7, 2023, the Securities and Exchange Commission (SEC) adopted two new rules to address misconduct in the security-based swaps market. The first rule prohibits fraud, manipulation and deception in connection with...more

6/14/2023 / Anti-Manipulation Rule , Employee Misconduct , Fraud , Misleading Statements , Negligence , New Rules , Securities and Exchange Commission (SEC) , Security-Based Swaps , Undue Influence Claims

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Peter Varlan

Skadden, Arps, Slate, Meagher & Flom LLP

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Latest Posts › Anti-Manipulation Rule

SEC Adopts Rules To Prohibit Fraud Related to Security-Based Swaps and Exertion of Undue Influence Over SBS Swap Dealer CCOs

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