On February 25, 2025, the Division of Enforcement of the Commodity Futures Trading Commission (CFTC or the Commission) issued an advisory to Division staff on how to evaluate self-reporting, cooperation and remediation credit...more
2/27/2025
/ CFTC ,
Compliance ,
Corporate Governance ,
Enforcement Actions ,
Financial Regulatory Reform ,
Penalties ,
Regulatory Requirements ,
Remediation ,
Reporting Requirements ,
Risk Management ,
Self-Reporting ,
White Collar Crimes
Key Points -
- The incoming Trump administration is expected to take a more lenient approach to prosecuting entities, reducing emphasis on bringing actions based on what may be viewed as novel theories.
- Prescriptive...more
1/21/2025
/ CFTC ,
Compliance ,
Corporate Governance ,
Cryptoassets ,
Cryptocurrency ,
Department of Justice (DOJ) ,
Digital Assets ,
Enforcement Actions ,
Environmental Social & Governance (ESG) ,
Legislative Agendas ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Technology Sector ,
Trump Administration