In This Issue:
- Requirements and Obligations Governing Crowdfunding Offerings
- Regulation of Crowdfunding Portals
- Additional Notable Provisions of the Proposed Rules
- Next Steps
- For More Information...more
In This Issue:
- Covered Persons
- Disqualifying Events
- The Pre-Effectiveness Event Exclusion
- Waivers and Exclusions
- Ramifications of Rule 506 Disqualification
- Excerpt from Covered...more
8/6/2013
/ Advertising ,
Bad Actors ,
Disqualification ,
Dodd-Frank ,
General Solicitation ,
JOBS Act ,
Private Placements ,
Regulation D ,
Rule 144A ,
Rule 506 Offerings ,
Securities and Exchange Commission (SEC)