R. Daniel O'Connor

R. Daniel O'Connor

Ropes & Gray LLP

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First Circuit Vacates Summary Judgment Award and $93 Million Order in Revenue Sharing Case

On April 1, 2025, the United States Court of Appeals for the First Circuit overturned a $93 million judgment issued against Commonwealth Financial Network (“Commonwealth”) nearly one year ago in a case by the Securities and...more

4/10/2025  /  Appeals , Disclosure Requirements , Disgorgement , Enforcement Actions , Fiduciary Duty , Investment Adviser , Materiality , Securities Litigation , Securities Regulation , Summary Judgment
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