Richard Alsop

Richard Alsop

A&O Shearman

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SEC to Permit Confidential Submission of Draft Registration Statements for All IPOs and Spin-Offs, Including by Non-EGCs

On June 29, 2017, the SEC’s Division of Corporation Finance announced that, beginning on July 10, 2017, it will permit confidential submissions of draft registration statements for all initial public offerings (IPOs),...more

6/30/2017  /  Confidential Documents , Corporate Governance , EDGAR , Emerging Growth Companies , Initial Public Offering (IPO) , JOBS Act , Registration Statement , Securities and Exchange Commission (SEC) , Spinoffs

Changes to the JOBS Act and SEC Disclosure Requirements

Last Friday, President Obama signed into law the Highway Transportation Bill, otherwise known as the FAST Act. Among its many provisions, the Act includes changes to the JOBS Act, changes to SEC disclosure requirements and a...more

12/8/2015  /  Disclosure Requirements , Fixing America’s Surface Transportation Act (FAST Act) , Initial Public Offering (IPO) , JOBS Act , Securities and Exchange Commission (SEC)
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