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Has the SEC Made 10b5-1 Trading Plans More Hassle Than They’re Worth?

Executive suites in public companies across America took notice in recent weeks when federal prosecutors filed the first ever case based exclusively on an executive’s sale of company shares pursuant to what is commonly...more

SEC Proposed Custody Amendments Could Cut Investment Advisors Out of Crypto

On Wednesday, February 15, 2023, the U.S. Securities and Exchange Commission (SEC) released proposed amendments to Section 206(4)-2 of the Investment Advisers Act of 1940, which sets out the custody requirements applicable to...more

Three Considerations When Seeking Shelter or Betting Big

A perfect storm of inflation, a lagging stock market, and geopolitical uncertainty are increasingly driving investment funds and family offices to seek out alternative and private equity investments as they head into the...more

Law Brief®: Trial by Jury - With Richard Lomuscio and Richard Schoenstein [Audio]

On the latest Law Brief® episode, Litigation Partner Richard Lomuscio joins host, Richard Schoenstein to talk about juries. Following a number of recent, high-profile jury trials, the two Riches discuss jury duty and jury...more

12/29/2021  /  Jury Duty , Jury Selection , Jury Trial
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