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Special Resolution Regimes and the ISDA Resolution Stay Jurisdictional Modular Protocol

In the coming weeks and months, investment companies, pension plans, and other buy-side participants (for simplicity, “Funds”) in swaps, repos, securities loans, or other financial contracts will be asked by their dealer...more

SEC Proposes New Limits on Funds’ Use of Derivatives

On December 11, 2015, the Securities and Exchange Commission (“SEC”) proposed new Rule 18f-4 under the Investment Company Act of 1940, as amended (“1940 Act”) to reduce leverage risks associated with derivatives and to...more

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