Ryan Rourke Reed

Ryan Rourke Reed

Foley Hoag LLP

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SEC Announces $3.8 Million in Penalties in Continued Enforcement Sweep of Late Beneficial Ownership and Insider Transaction...

Following its previously announced enforcement sweep in September 2023, the Securities and Exchange Commission (SEC) announced on September 25, 2024, that it had settled charges against 23 entities and individuals for failing...more

9/27/2024  /  Beneficial Owner , Civil Monetary Penalty , Corporate Governance , Enforcement Actions , Insider Information , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC) , Stocks

SEC Adopts Final Amendments to Schedule 13D and 13G Requirements

On October 10, 2023, the SEC adopted final amendments to Regulation 13D-G and Regulation S-T to modernize the beneficial ownership reporting regime under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as...more

10/16/2023  /  Beneficial Owner , Filing Deadlines , Reporting Requirements , Schedule 13D , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation
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