In an open meeting on Wednesday, March 6, 2024, the Securities and Exchange Commission (“SEC”) approved in a 3-2 vote a Final Rule on climate disclosures that will “require registrants to provide certain climate-related...more
3/7/2024
/ Corporate Governance ,
Disclosure Requirements ,
Emerging Growth Companies ,
Environmental Social & Governance (ESG) ,
EU ,
Final Rules ,
Form 10-K ,
Greenhouse Gas Emissions ,
Renewable Energy ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Smaller Reporting Companies ,
Sustainability ,
Tax Credits
On January 24, 2024, nearly two years after the SEC initially proposed industry-chilling rules overhauling the treatment of special purpose acquisition companies (“SPACs”) in their IPOs and de-SPAC transactions, the SEC...more
1/25/2024
/ Conflicts of Interest ,
Corporate Counsel ,
Dilution ,
Final Rules ,
Financial Statements ,
Initial Public Offering (IPO) ,
Investment Companies ,
Regulation S-K ,
Regulation S-X ,
Securities and Exchange Commission (SEC) ,
Special Purpose Acquisition Companies (SPACs) ,
Target Company
On October 13, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted final rules requiring the reporting and disclosure of short sale trade data information. New Rule 13f-2 implements new obligations on...more
10/19/2023
/ Activist ,
Consolidated Audit Trail ,
Disclosure Requirements ,
Dodd-Frank ,
Final Rules ,
Investment Management ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Shareholders ,
Short Sales