In recent remarks at the Florida Bar's 41st Annual Federal Securities Institute and M&A Conference on February 24, 2025, SEC Acting Chair Mark Uyeda outlined his agenda for what he called a "return to normalcy" at the SEC. If...more
3/3/2025
/ Accredited Investors ,
Capital Markets ,
Disclosure Requirements ,
Investment ,
Investment Funds ,
Investors ,
Private Equity ,
Private Funds ,
Regulatory Agenda ,
Retail Investors ,
Securities and Exchange Commission (SEC)
On October 16, 2023, the Division of Examinations (the "Division") of the U.S. Securities and Exchange Commission ("SEC") released its 2024 Examination Priorities ("Annual Priorities").[1] Unlike in previous years when the...more
10/25/2023
/ Anti-Money Laundering ,
Bank Secrecy Act ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Fees ,
Investment Company Act of 1940 ,
Mutual Funds ,
Registered Funds ,
Risk Management ,
SCOTUS ,
Securities and Exchange Commission (SEC)