Stacy Byrd Thomas

Stacy Byrd Thomas

Holland & Knight LLP

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SEC Gives Maximum Award in First Whistleblower Retaliation Case

On April 28, 2015, the SEC announced that it awarded a whistleblower the maximum award of 30 percent of the amounts collected in connection with the SEC’s first anti-retaliation case. The whistleblower received more than...more

6/5/2015  /  Adverse Employment Action , Affiliated-Business Arrangements , Anti-Retaliation Provisions , Broker-Dealer , Employer Liability Issues , Enforcement Actions , Popular , Prohibited Transactions , Securities and Exchange Commission (SEC) , Whistleblower Awards
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