The amendments are designed to increase focus on material information while simplifying compliance efforts.
The amendments eliminate the five-year selected financial data requirement, limit selected quarterly financial...more
1/11/2021
/ Compliance ,
Disclosure Requirements ,
EDGAR ,
Federal Register ,
Foreign Private Issuers ,
Form 10-K ,
Initial Public Offering (IPO) ,
Liquidity ,
MD&A Statements ,
New Amendments ,
PCAOB ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Smaller Reporting Companies
The rule is an expansion of a popular modernization reform previously only available to emerging growth companies.
All issuers considering a registered securities offering will now be able to engage in “testing-the-waters”...more
10/31/2019
/ Accredited Investors ,
Corporate Issuers ,
Emerging Growth Companies ,
Initial Public Offering (IPO) ,
Institutional Investors ,
JOBS Act ,
New Rules ,
Public Offerings ,
Qualified Institutional Buyers ,
Registration Statement ,
Regulation D ,
Regulation FD ,
Rule 144A ,
Rule 163B ,
Securities Act ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Testing-the-Waters Communications