International attention to misappropriation of trade secrets has never been at a higher level. In early May 2014, a U.S. federal grand jury indicted several Chinese military officials for allegedly misappropriating trade...more
In This Issue:
New Sponsor Regime – Guidance Letters; Policy on Listing Overseas Companies; New Listing Decisions; New Guidance Letters; and Enforcement News
Excerpt from New Sponsor Regime – Guidance Letters:...more
On July 23, 2013, the Hong Kong Stock Exchange published changes to its Listing Rules which complement the SFC’s new regime regarding sponsors. Both sets of changes will come into effect on October 1, 2013, except for two of...more
In This Issue:
Consultations; New Listing Decisions; Regulatory Watch; New Guidance Letters; and Enforcement News.
Excerpt from Consultations -
Exchange’s Consultations on Review of Connected Transaction...more
7/29/2013
/ Asset Valuations ,
Audits ,
China ,
Disclosure Requirements ,
Hong Kong ,
Investors ,
Listing Standards ,
Prospectus ,
Reporting Requirements ,
Risk Assessment ,
SFC ,
Subsidiaries ,
Waivers
In This Issue:
Major Publications and Decisions; New Listing Decisions; New Guidance Letters; Enforcement News; and Regulatory Watch.
- Excerpt from Major Publications and Decisions:
Chain principle offer...more
In This Issue
SFC’s Consultation Conclusions on Regulation of Hong Kong IPO Sponsors; Statutory Obligation to Disclose Inside Information now Effective; SFC Review of the Exchange’s 2011 Performance; Consultation...more
On December 12, 2012, the Securities and Futures Commission (SFC) published its eagerly anticipated consultation conclusions concerning the regulation of IPO sponsors (the “Consultation Conclusions”). While a more detailed...more