Stephen Roth

Eversheds Sutherland (US) LLP

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RILA revolution: SEC adopts tailored registration framework for RILAs and MVAs

On July 1, 2024, the Securities and Exchange Commission (SEC) adopted rule and form amendments to provide a tailored registration framework for registered index-linked annuities (RILAs) and registered market value adjustment...more

7/29/2024 / Disclosure Requirements , Registration Requirement , Reporting Requirements , Rulemaking Process , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act

SEC adopts groundbreaking disclosure improvements for variable insurance contracts

On March 11, 2020, the Securities and Exchange Commission (“SEC” or “Commission”) adopted a new prospectus disclosure framework, including new rules, rule amendments and registration statement form amendments, for...more

3/20/2020 / Disclosure Requirements , Insurance Industry , Life Insurance , New Regulations , Prospectus , Securities and Exchange Commission (SEC) , Variable Annuities , Variable Insurance

SEC proposes new variable contract disclosure regime

The US Securities and Exchange Commission (SEC or Commission) recently proposed a new disclosure framework for SEC-registered variable annuity contracts and variable life insurance policies (together, variable contracts) that...more

11/7/2018 / Comment Period , Disclosure Requirements , Insurance Industry , Life Insurance , Proposed Regulation , Securities and Exchange Commission (SEC) , Variable Annuities , Variable Insurance

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