As the calendar year flips over to 2024, we want to remind registrants about several new rules that will impact disclosure for the 2023 Form 10-K and 2024 proxy season, update the status of some pending Securities and...more
1/9/2024
/ Clawbacks ,
Cyber Threats ,
Cybersecurity ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Executive Compensation ,
Foreign Private Issuers ,
Form 10-K ,
Greenhouse Gas Emissions ,
Human Capital ,
Insider Trading ,
Interest Rates ,
Nasdaq ,
Pay-for-Performance ,
Proxy Season ,
Regulation S-K ,
Securities and Exchange Commission (SEC)
On July 26, 2023, the U.S. Securities and Exchange Commission (SEC) adopted final rules regarding cybersecurity risk management, strategy, governance, and incident reporting by public companies. The final rules require...more
8/16/2023
/ Customer Proprietary Network Information (CPNI) ,
Cyber Incident Reporting ,
Cybersecurity ,
Disclosure Requirements ,
FCC ,
Final Rules ,
Foreign Private Issuers ,
Form 8-K ,
Regulation S-K ,
Reporting Requirements ,
Risk Assessment ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act
On May 3, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the disclosure requirements relating to issuers’ repurchases of their equity securities.
As outlined below, the amendments require additional...more
7/24/2023
/ 10b5-1 Plans ,
Closed-End Funds ,
Disclosure Requirements ,
Foreign Private Issuers ,
Regulation S-K ,
Repurchases ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation ,
Shareholders ,
Stock Repurchases
On October 26, 2022, the Securities and Exchange Commission (SEC) adopted final rules that will require public companies to implement policies to recover, or claw back, erroneously awarded incentive-based compensation from...more
2/9/2023
/ Board of Directors ,
Clawbacks ,
Disclosure Requirements ,
Dodd-Frank ,
Emerging Growth Companies ,
Executive Compensation ,
Foreign Private Issuers ,
Incentive Compensation ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Smaller Reporting Companies