The U.S. Securities and Exchange Commission (SEC) is engaged in new litigation following the introduction of the Private Fund Adviser (PFA) Rule. Designed to bolster transparency and competition within the private funds...more
The Securities and Exchange Commission (SEC) has adopted the long awaited “Private Fund Adviser Rule” (the “PFA”). The proposed PFA was introduced on February 9, 2022 (“Proposed Rule”), and the SEC has been working with the...more
8/25/2023
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Final Rules ,
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Investment Advisers Act of 1940 ,
Investment Management ,
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Registered Investment Advisors ,
Regulatory Reform ,
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Securities and Exchange Commission (SEC) ,
Securities Regulation