On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud, manipulation, and deception in connection with effecting transactions in, or...more
Congress is poised to overturn two recent judicial interpretations of the whistleblower protections of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank). On Sept. 23, 2019, the Whistleblower...more
11/27/2019
/ Anti-Retaliation Provisions ,
Arbitration Agreements ,
Binding Precedent ,
Digital Realty Trust Inc v Somers ,
Dodd-Frank ,
Internal Reporting ,
Legislative Agendas ,
Pre-Dispute Arbitration ,
Sarbanes-Oxley ,
SCOTUS ,
Whistleblowers
On April 23, Kramer Levin reported on the European Parliament’s approved proposal for the adoption of a whistleblower protection directive. On Oct. 7, the Directive on protection of persons reporting breaches of Union law...more
11/15/2019
/ Adverse Employment Action ,
Anti-Retaliation Provisions ,
Cause of Action Accrual ,
Confidential Information ,
Disclosure ,
Dodd-Frank ,
Employer Liability Issues ,
Employment Discrimination ,
Ethics ,
EU ,
EU Directive ,
Infringement ,
Internal Reporting ,
New Legislation ,
Public Disclosure ,
Sapin II ,
Third-Party ,
Whistleblower Protection Policies ,
Whistleblowers ,
White Collar Crimes