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Finders Keepers

SEC Proposes to Allow Finders to Receive Transaction-Based Compensation in Certain Limited Circumstances Without Having to Register as a Broker-Dealer- In an effort to help small and emerging businesses raise capital, the...more

Reminder: June 30 Deadline For Mandatory Filing By U.S. Companies With 10% Or More Foreign Ownership

U.S. companies that formed in 2017 or earlier and have foreign ownership of at least 10 percent as of the end of 2017 must file reports with the U.S. Bureau of Economic Analysis (BEA) by June 30. Because the paper-filing...more

SEC Releases Proposed Rules for Regulation A+ under the JOBS Act: A Promising and Innovative Route to Capital Formation for Young...

The SEC has released long-awaited proposed rules to implement Title IV of the JOBS Act, now known as Regulation A+. This regulation could bridge a difficult gap for small companies looking to raise capital. If your company...more

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