Thomas Bisset

Eversheds Sutherland (US) LLP

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RILA revolution: SEC adopts tailored registration framework for RILAs and MVAs

On July 1, 2024, the Securities and Exchange Commission (SEC) adopted rule and form amendments to provide a tailored registration framework for registered index-linked annuities (RILAs) and registered market value adjustment...more

7/29/2024 / Disclosure Requirements , Registration Requirement , Reporting Requirements , Rulemaking Process , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act

SEC proposes new variable contract disclosure regime

The US Securities and Exchange Commission (SEC or Commission) recently proposed a new disclosure framework for SEC-registered variable annuity contracts and variable life insurance policies (together, variable contracts) that...more

11/7/2018 / Comment Period , Disclosure Requirements , Insurance Industry , Life Insurance , Proposed Regulation , Securities and Exchange Commission (SEC) , Variable Annuities , Variable Insurance

Commenters Generally Support SEC’s Simplified Disclosure Proposals Under Regulation S-K

On January 2, 2018, the comment period ended for proposed amendments (the Proposed Amendments) to certain provisions of Regulation S-K that the US Securities and Exchange Commission (SEC) published in October 2017. With a few...more

1/24/2018 / Corporate Governance , Disclosure Requirements , MD&A Statements , Proposed Amendments , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)

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