For several years the U.S. Securities and Exchange Commissions (“SEC”) has focused its enforcement efforts on how private fund advisers allocate fees and expenses to their fund clients and the adequacy of their disclosures to...more
11/8/2017
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Cybersecurity ,
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Fiduciary Rule ,
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Initial Coin Offering (ICOs) ,
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Registration Requirement ,
Risk Alert ,
Securities and Exchange Commission (SEC)