Todd Zerega

Todd Zerega

Morgan Lewis

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SEC Charges Crypto Market Maker as Unregistered Dealer

The Securities and Exchange Commission (SEC) filed a complaint against a crypto market maker (Market Maker) on October 10, 2024, alleging that the firm operated as an unregistered securities dealer in violation of Section...more

11/6/2024  /  Enforcement Actions , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Violations
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