The staff of the Division of Investment Management (the “Staff”) has issued a FAQ pertaining to the rule and form amendments adopted by the Securities and Exchange Commission (the “SEC”) in October 2022, which require...more
2/26/2024
/ Compliance ,
Corporate Governance ,
Disclosure Requirements ,
ETFs ,
Exchange-Traded Products ,
Fees ,
Investment ,
Investment Companies ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
XBRL Filing Requirements
In the registered fund world, we spent much of the past year focused on complying with – and implementing – new, operationally complex rules covering derivatives, valuation and fund-of-fund investments, among others. This...more