31 Days to a More Effective Compliance Program - What leads to a successful Board of Directors led investigation?

Thomas Fox - Compliance Evangelist
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Now that you have set your Board of Directors, investigations protocol, we consider some of the key factors which will lead to the successful conclusion of a Board-led investigation. Once again, the article, “Successful Board Investigations”, offers seven considerations to lead to the successful conclusion of a Board-led investigation.

Three key See more +

Now that you have set your Board of Directors, investigations protocol, we consider some of the key factors which will lead to the successful conclusion of a Board-led investigation. Once again, the article, “Successful Board Investigations”, offers seven considerations to lead to the successful conclusion of a Board-led investigation.

Three key takeaways:

1. Retain the right counsel. Consider conflicts and appearance.

2. Carefully evaluate all whistleblower allegations and reject retaliation.

3. Consider receiving oral reports on an ongoing basis and one lengthy oral report at the end of the investigation. See less -

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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