Coffee & Regs - Digital Assets: Trading & Compliance for Cryptocurrency

Thomas Fox - Compliance Evangelist
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In this episode, Director of Registered Investment Company Services, Allison Fraser, and Director of Broker-Dealer Services & Private Funds, John Gentile, discuss the latest on digital assets and cryptocurrency. Are they considered securities, what does the SEC’s risk alert mean for digital assets, and how should investment managers think about cryptocurrency trading and compliance?

Listen to the complete episode of Coffee & Regs with Allison Fraser and John Gentile live in Compliance Podcast Network.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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