Commodity Futures Trading Commission - 2019 in Review: CFTC 2019 Enforcement and Regulatory Developments and a Look Forward

In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr. Heath P. Tarbert as the Commission’s 14th Chairman.

The Division of Enforcement continued to be aggressive, breaking new ground programmatically and in the actions that it brought. Although the Division has faced headwinds when its allegations have been tested in court, we expect that the Division will not be deterred from its current course by these setbacks and will continue aggressively to administer its program.

Please see full Review below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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