Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner. Some of the highlights include:
1. Is there an economic basis for the relaxation of SOX See more +
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner. Some of the highlights include:
1. Is there an economic basis for the relaxation of SOX 404(b)?
2. Will this increase IPOs or negatively impact small investors?
3. What is the significance of losing independent outside auditors?
4. How does impact the SOX 404(a) certification requirement?
5. How can investors have assurance of internal controls going forward?
6. What is the impact for CCOs under the FCPA or SEC enforcement thereon? See less -
