Compliance Into The Weeds - SEC-SPAC Enforcement Action

Thomas Fox
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This week in Compliance Into The Weeds, Matt, and Tom takes a deep dive into the recent SEC enforcement action regarding the SPAC Stable Road Acquisition Corp. and its acquisition of the space technology company Momentus.

Some of the issues we consider are:

1. What were the underlying facts?

2. Were red See more +

This week in Compliance Into The Weeds, Matt, and Tom takes a deep dive into the recent SEC enforcement action regarding the SPAC Stable Road Acquisition Corp. and its acquisition of the space technology company Momentus.

Some of the issues we consider are:

1. What were the underlying facts?

2. Were red flags missed, consciously avoided, or outright ignored?

3. Where was compliance due diligence?

4. Bill Ackerman, Pershing Square Tontine Holdings and the proposed Universal Music acquisition?

5. Diamond Acquisition Corp and its acquisition of Lordstown Motors. See less -

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Thomas Fox
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