Compliance Into The Weeds - Thinking about Clawbacks

Thomas Fox - Compliance Evangelist
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The award-winning, Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject. In this episode, Matt Kelly and I consider the current SEC requirement for companies to publicly report clawback provisions and their effects in conjunction with the DOJ requirements for clawbacks. Highlights include:

1. What are See more +

The award-winning, Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject. In this episode, Matt Kelly and I consider the current SEC requirement for companies to publicly report clawback provisions and their effects in conjunction with the DOJ requirements for clawbacks. Highlights include:

1. What are clawbacks?

2. What does the SEC rule require?

3. Are clawbacks the mirror of executive incentives?

4. How does the DOJ position, as laid out in the Monaco Memo, differ (if any) from the SEC requirements?

5. How far down the corporate chain must a clawback provision impact?

Tune in to Compliance Into The Weeds podcast on Compliance Podcast Network to learn more about Thinking about Clawbacks.

#CITW #Clawbacks #Compliance #CPN #Podcast See less -

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