BROKER-DEALER -

FINRA Proposes Rule to Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility -

On September 28, the Financial Industry Regulatory Authority proposed an amendment to modify fees and transaction credits applicable to FINRA members that use the FINRA/NYSE Trade Reporting Facilitiy (TRF). The FINRA/NYSE TRF is a facility members use to report over-the-counter trades in NMS stocks.