Corporate & Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker-Dealer, Derivatives, CFTC, Digital Assets and Virtual Currencies, Antitrust and EU Developments

SEC/CORPORATE -

SEC Issues Smaller Reporting Company Compliance Guide -

On August 10, the staff of the Securities and Exchange Commission published A Small Entity Compliance Guide for Issuers (the Guide), which summarizes and explains rules adopted by the SEC with respect to the recently amended definition of “smaller reporting company” and the accommodations available to smaller reporting companies. The Guide is one of a series of small business compliance guides published by the SEC to provide guidance with respect to certain SEC rules...

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