In This Issue:

- CFTC Extends Portfolio Margining on ICE Clear Europe

- CFTC Extends CCO Report Filing Deadline

- CFTC Issues Relief to Swap Dealers Regarding Legacy SPV Swaps

- CME Updates Order Routing/Front-End Audit Trail Requirements

- SEC Brings First Action Against Company for Potentially Stifling Whisteleblowers With Confidentiality Statement

- District Court Holds Individual Issues of Fact Predominate in Unjust Enrichment Class Action

- ESMA Updates List of Authorized CCPs Under EMIR

- Excerpt from CFTC Extends CCO Report Filing Deadline:

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued permanent no-action relief from the filing deadline for chief compliance officer (CCO) annual reports. Pursuant to CFTC regulations, the CCO of a registered futures commission merchant (FCM), swap dealer or major swap participant must file an annual report with the CFTC within 60 days after the end of the registrant’s fiscal year.