Daily Compliance News: April 22, 2021 the Swimming with Sharks edition

Thomas Fox
In today’s edition of Daily Compliance News:

1. Do you know who owns your stock? (WSJ)

2. The con artist lives on. (WaPo)

3. Can (or perhaps will) JPMorgan improve working conditions? (NYT)

4. What happens when you swim with sharks? (FT)


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Thomas Fox

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