DECEMBER 18, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
• Goldman Sachs criminally indicted in Malaysia. (Wall Street Journal)
• Facebook has another breach, this time on photos. (Washington Post)
• What is a naked release of ADRs? Apparently its not sexy but SEC levies big fine to BNY for doing so. See more +
DECEMBER 18, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
• Goldman Sachs criminally indicted in Malaysia. (Wall Street Journal)
• Facebook has another breach, this time on photos. (Washington Post)
• What is a naked release of ADRs? Apparently its not sexy but SEC levies big fine to BNY for doing so. (MarketWatch)
• Odebrecht fined $250 for corruption in Colombia. (Reuters)
See less -