Daily Compliance News: March 20, 2021 the In a Dark Place edition

Thomas Fox
In today’s edition of Daily Compliance News:

1. Coinbase settles with CFTC for $6.5MM. (WSJ)

2. Goldman employees ‘in a dark place’. (Houston Chronicle)

3. Texas regulators have COI with industry they regulate (this is my shocked face). (WaPo)

4. DOJ investigating Visa. (WSJ)


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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Thomas Fox

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