One of the critical elements found in the Evaluation of Corporate Compliance Programs (Evaluation) is the need to use the information you obtain, whether through risk assessment, root cause analysis, investigation, hotline report or any other manner to remediate the situation which allowed it to arise. In an interview with Matt Kelly on the Radical Compliance podcast, former Department of Justice (DOJ) Compliance Counsel Hui Chen has said about the Evaluation, "We wanted people to see that we put a lot of emphasis on evidence and See more +
One of the critical elements found in the Evaluation of Corporate Compliance Programs (Evaluation) is the need to use the information you obtain, whether through risk assessment, root cause analysis, investigation, hotline report or any other manner to remediate the situation which allowed it to arise. In an interview with Matt Kelly on the Radical Compliance podcast, former Department of Justice (DOJ) Compliance Counsel Hui Chen has said about the Evaluation, "We wanted people to see that we put a lot of emphasis on evidence and data. Don't just tell us that you have a hotline. Show us how you know it's working and how you're using the information that you gain from these hotlines. When you say you have a great compliance portal, don't just show us screenshots of it. Show us the hit rates and how you use that data to help you refine how you communicate with your audience." See less -
