FCA’s Latest Papers on the Implementation of MiFID II

Latham & Watkins LLP

Fifth Consultation Paper and first Policy Statement issued, with the FCA’s second Policy Statement due in June.

The FCA has just published two further papers on its approach to implementing MiFID II. The first, which is the FCA’s fifth Consultation Paper, covers Occupational Pension Schemes, changes to the decision making and enforcement guides, and reporting positions in commodity derivatives (CP17/8). The second contains near final rules (following earlier consultations) on markets issues, taping telephone conversations, systems and controls, client assets and commodity position limits (PS17/5).

Please see full Alert below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Latham & Watkins LLP | Attorney Advertising

Written by:

Latham & Watkins LLP

Latham & Watkins LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide

This website uses cookies to improve user experience, track anonymous site usage, store authorization tokens and permit sharing on social media networks. By continuing to browse this website you accept the use of cookies. Click here to read more about how we use cookies.