Investment Management Legal + Regulatory Update - August 2016

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Regulation -

Next on the SEC’s Regulatory Agenda: A Chief Valuation Officer? -

First, the SEC required funds to designate a chief compliance officer. Then, the SEC proposed that funds designate a liquidity risk manager and, after that, a derivatives risk manager. Can a chief valuation officer (“CVO”) be far behind?

Looking into our crystal ball, this may be possible, especially since the regulatory model is already in place.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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