Investment Management Roundtable Discussion – Regulatory and Enforcement Update

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Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Private Fund Services Practice Group, hosts a series of candid, interactive webinar discussions for West LegalEdcenter on what is going on now in the investment management world, including issues that affect private funds and their managers.

For this discussion, Mr. Nowak is joined by Pepper attorneys Jay A. Dubow and Christopher M. Trueax to provide an SEC, FINRA and DOJ regulatory and enforcement See more +

Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Private Fund Services Practice Group, hosts a series of candid, interactive webinar discussions for West LegalEdcenter on what is going on now in the investment management world, including issues that affect private funds and their managers.

For this discussion, Mr. Nowak is joined by Pepper attorneys Jay A. Dubow and Christopher M. Trueax to provide an SEC, FINRA and DOJ regulatory and enforcement update.

This podcast is a recording of their discussion.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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