Rare Opinion Extends Privilege Protection to Implicit Request for Legal Advice

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Overworked judges assessing possible privilege protection for the increasing volume of often-cryptic emails withheld from production understandably look for a client’s explicit request for legal advice from a lawyer. Occasionally a judge will extend privilege protection without such an explicit request.

In Rawlings v. Marcum, Civ. A. No. 1:22-CV-00001-GNS-HBB, 2023 U.S. Dist. LEXIS 149086 (W.D. Ky. Aug. 24, 2023), the court reviewed emails about an inmate’s death. The court noted that a licensed practical nurse’s reports went to the detention center’s general counsel and others who “all held positions within the corporation relevant to the investigation and assessment of liability.” Id. at *14. The court helpfully explained that “[t]he request for advice need not be express, and communications intended to keep the attorney advised of continued developments, with an implied request for legal advice thereon . . . may also be protected.” Id. at *12. The court may have been influenced by factors it relied on in also extending work product protection — such as the detention center’s inmate population “tends to be extremely litigious.” Id. at *15.

Despite this helpful acknowledgment that the privilege can protect implicit requests for legal advice, wise lawyers train their corporate clients’ employees to be explicit. For example, rather than sending a counterparty’s proposed contract to the company’s lawyer with an “FYI,” employees should be educated to send it with an email such as this: “I have been asked to sign this — please let me know if it sufficiently protects the company’s rights.”

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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