SEC Enforcement in Financial Reporting and Disclosure: Year-End 2021 Update

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We are pleased to present our year-end update on financial reporting and issuer disclosure enforcement activity. This White Paper primarily focuses on the U.S. Securities and Exchange Commission’s (“SEC”) enforcement activity through the end of 2021 and discusses recent trends in SEC enforcement activity, as set out in the SEC Enforcement Division’s Results for FY 2021.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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