SEC Extends EDGAR Window for RICs and BDCs

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Mayer Brown Free Writings + Perspectives

In order to mitigate potential filing delays due to the ongoing impacts of the COVID-19 pandemic, the Securities and Exchange Commission’s (“SEC”) Division of Investment Management has extended the EDGAR filing window from 5:30 p.m. (EDT) to 10:00 p.m. (EDT) on April 29, 2020 for registered investment company and business development company filings.  Registered funds with a calendar year-end are due to file their annual updates with the SEC on EDGAR on April 29, 2020.  If the filing is made by 10:00 p.m. (EDT) on April 29, 2020, the SEC will automatically adjust the filing date in EDGAR to reflect a file date of April 29, 2020.  Any registered investment company or business development company requiring a subsequent filing window extension should submit a request to IMEmergency@sec.gov.

See the SEC’s announcement.

[View source.]

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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