SEC Increases Listing Fees for Fiscal Year 2013

Katten Muchin Rosenman LLP
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On August 31, the Securities and Exchange Commission announced that effective October 1, the fees that public companies and other issuers pay to register their securities with the SEC will increase from $114.60 per million dollars to $136.40 per million dollars. This fee rate is applicable to the registration of securities under Section 6(b) of the Securities Act of 1933, the repurchase of securities under Section 13(e) of the Securities Exchange Act of 1934, and proxy solicitations and statements in corporate control transactions under Section 14(g) of the Exchange Act.

Click here for the SEC’s fee rate advisory.
Click here for the SEC’s order setting the registration fees.

 

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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