Securities Enforcement: 2016 Mid-Year Review

The Securities and Exchange Commission (the SEC or the Commission) brought over 400 enforcement actions in the first half of 2016 and is on pace to surpass its record of 807 enforcements actions in a single fiscal year, which it set last year. In this mid-year review, we examine key developments in the SEC’s enforcement program through June 2016, and how those developments will shape the rest of 2016, including...

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