IN THIS BULLETIN:
*FINRA Issues Notice to Members re Principal Protected Structured Notes...1
*Leveraged and Inverse Exchange-Traded Funds...2
*SEC Adopts as Final Rule 206(3)-3T...4
Please see full publication below for more information.
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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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