In this issue: Family Offices; The Freezer: Holding Structured Products in Inventory; and Product Intervention: An Update.
Excerpt from 'Family Offices':
On June 22, 2011, the SEC voted unanimously to adopt Rule 202(a)(11)(G)-1 under the Advisers Act, which provides an exemption from most provisions of the Advisers Act to certain family offices. To qualify for the exemption, a family office must...
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