Summer Enforcement Action Review; Raising Money in a Pandemic - Investment Management Roundtable Discussion

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In this podcast, Greg Nowak, a partner in Troutman Pepper’s Investment Management and Compliance and Hedge Funds Practice Groups, is joined by Evan Katz, Managing Director of Crawford Ventures, Inc., for a candid review of the investment management space after the summer of 2020.

Topics covered:

- recent enforcement actions by the SEC – crypto and MCAs

- CFTC compliance manual release and enforcement priorities

expenses and disclosure See more +

In this podcast, Greg Nowak, a partner in Troutman Pepper’s Investment Management and Compliance and Hedge Funds Practice Groups, is joined by Evan Katz, Managing Director of Crawford Ventures, Inc., for a candid review of the investment management space after the summer of 2020.

Topics covered:

- recent enforcement actions by the SEC – crypto and MCAs

- CFTC compliance manual release and enforcement priorities

expenses and disclosure issues

- raising capital in a pandemic – is 506(c) finally living up to its promise? See less -

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