Among all the elements of a corporate compliance program, perhaps the most difficult piece to understand is the testing and monitoring of your controls. Clearly the two are important. The U.S. Justice Department says so in its…
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/ Administrative Law, Business Organizations, International Law & Trade
Learn how to align supplier intake with global regulations and build audit-ready onboarding practices in this NAVEX webinar featuring Jan Stappers and Michael Volkov…
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/ Business Organizations, Commercial Law & Contracts, International Law & Trade
The European Union recently published guidance on the training that companies should provide to employees to achieve “AI literacy” required under the EU AI Act – and like so much else about artificial intelligence these days,…
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/ Administrative Law, Business Organizations, Science, Computers, & Technology
GRC compliance is critical for any business operating in Australia. Whether your business is a startup, multinational, or somewhere in between, staying on top of your legal obligations is the difference between building trust…
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/ Commercial Law & Contracts, International Law & Trade, Labor & Employment Law
Consistent with the Trump administration’s shifting enforcement priorities, both the Department of Justice (DOJ) and the Commodity Futures Trading Commission (CFTC) announced they will be significantly scaling back on…
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/ Administrative Law, Consumer Protection, Securities Law
Technology vendors everywhere want to serve big Wall Street banks, so when one of those banks talks about risks they see in their software supply chain, compliance and audit professionals should listen – which brings us to an…
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/ Finance & Banking, Privacy, Science, Computers, & Technology
In a landmark move, HM Revenue & Customs (HMRC) has announced plans to launch a formal whistleblower award program modelled on the highly successful U.S. Internal Revenue Service (IRS) Whistleblower Program. This initiative…
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/ Administrative Law, Finance & Banking, Taxation
In our continuing quest to improve how companies manage risk, it’s inevitable we’d eventually discuss the “Three Lines of Defense,” a risk management model for clarifying roles and responsibilities. It explains the relationship…
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/ Business Organizations, Science, Computers, & Technology
On February 10, 2025, President Trump issued an executive order pausing federal enforcement over the U.S. Foreign Corrupt Practices Act by ordering the U.S. Attorney General to “cease initiation of any new FCPA investigations…
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/ Consumer Protection, Criminal Law, International Law & Trade
Compliance officers know that internal reports are the fuel upon which your compliance program runs – the more reports you receive, the better you understand the compliance issues within your organization and the faster you can…
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/ Administrative Law, Business Organizations, Labor & Employment Law
Artificial intelligence keeps improving at all sorts of things – including how to challenge corporate ethics and compliance programs. Even while you may still be struggling to tame the risks of generative AI, its more powerful…
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/ Commercial Law & Contracts, Privacy, Science, Computers, & Technology
Among the many crucial elements of effective compliance initiatives (internal reporting programs, policies, procedures, training, supply chain management, M&A, and more) are risk assessments – the intended foundational element…
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/ Administrative Law, Business Organizations, International Law & Trade
2024 was a year of numerous and notable cybersecurity failures – although, to be fair, most years are now marred by numerous and notable cybersecurity failures. That’s no longer anything special. What makes 2024 interesting is…
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/ Business Organizations, Commercial Law & Contracts, Science, Computers, & Technology
For many years, corporate compliance officers have followed a certain natural process. First, regulators adopt a new rule, then you decipher how the arrival of that new rule might require changes to your policies, procedures and…
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/ Administrative Law, Business Organizations, International Law & Trade
The other day, I attended a panel discussion of compliance officers talking about how corporate compliance might change with the arrival of the Trump Administration. Except, we never got around to that discussion – we were too…
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/ Business Organizations
